OTCX Regulatory Profile

Regulator

The Monetary Authority of Singapore

• Status: Exemption from the requirement to be an approved exchange or a recognised market operator
• Date Granted: March 31, 2025
• Link: Learn More

Autorite des Marches Financiers (Quebec)

• Status: Exemption from Recognition as an Exchange
• Date Granted: January 29, 2025
• Link: Learn More

Commodity Futures Trading Commission

• Status: Authorised MTF covered by 24-11 No action letter
• Date Granted: August 28, 2024
• Link: Learn More

Ontario Securities Commission

• Status: Exemption from Recognition as an Exchange
• Date Granted: September 13, 2024
• Link: Learn More

Financial market infrastructures and foreign market participants

• Status: Recognition of foreign trading venues under Article 41 FMIA
• Date Granted: January 18, 2024
• Link: Learn More

Australian Securities and Investment Commission

• Status: Overseas Australian Market Licence
• Date Granted: January 10, 2024
• Link: Learn More

Nova Scotia Securities Commission

• Status: International Dealer Exemption in Nova Scotia
• Date Granted: November 30, 2023
• Link: Learn More

Financial Conduct Authority

• Status: Investment firm with MTF permissions
• Date Granted: July 24, 2023
• Link: Learn More